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March 22, 2018
Launch of the e-manifest system—How does it affect you?
By Elizabeth M Dickinson, JD, Senior Legal Editor - EHS

After more than 6 years of developing new electronic manifest (e-manifest) regulations and the technology to make electronic submission possible, the EPA is set to launch the national e-manifest system on June 30th. The Final Rule, issued on January 3, 2018, is one of the last steps in the implementation of the e-manifest system.  It amends and clarifies several e-manifest regulations and establishes the methodology the EPA will use to determine and revise the user fees for the e-manifest system. So, what does all this mean for you?



Who pays?

First, let’s talk about the fees, since that is what the Final Rule is ostensibly all about. The only entity that will be paying fees is a hazardous waste “receiving facility,” such as a hazardous waste treatment, storage, and disposal facility (TSDF). The EPA believes that this term is sufficiently broad to include every type of federally regulated or state regulated facility that could receive a hazardous or state-only regulated waste.

Any facility receiving hazardous waste that must be manifested under federal or state law will pay a fee to the EPA. Remember that hazardous wastes requiring a manifest include any waste that a state regulates as hazardous, even if it is not deemed hazardous under federal law.

The receiving facility’s responsibility to pay a fee includes those situations where the shipment has been partially rejected and a new manifest must be prepared to return the waste to the generator. Receiving facilities will receive monthly invoices electronically for the previous month’s final, signed manifest copies submitted to the EPA.

How much?

The amount of the fee depends on the type of manifest submitted. The EPA has tentatively calculated that fees will range between $4 and $20 per manifest, with the highest amount applying to paper manifests mailed to the EPA.

The amount of the fee is based on the total program related costs incurred by the EPA and the numbers of manifests over which program costs will be allocated. Fees will be adjusted as deemed necessary by the EPA. While hazardous waste generators are not responsible for paying manifest fees, there is little doubt that a receiving facility will pass its manifest costs down to transporters and/or generators.

Paper Manifests

They still exist

Paper manifests may still be used, but not for too much longer. As of June 30, 2021, the EPA will not accept mailed paper manifests from facilities for processing in the e-manifest system. Also, as of this date, the requirement to submit the top copy (Page 1) of the paper manifest (and any paper continuation sheet) to the e-manifest system for purposes of data entry and processing must be met by:

  • Transmitting an image file of Page 1 of the manifest and continuation sheet, or
  • Transmitting both a data file and the image file corresponding to Page 1 of the manifest and a continuation sheet.

Transmission must be within 30 days of the date of delivery. It is also EPA’s intent to severely “curtail as far as possible” the use of paper manifests and the submission of data from paper manifests, whether by image files or data file uploads, by June 30, 2023. The EPA has yet to figure out how to accomplish this goal.

Down from 6 copies to 5

As of June 30, 2018, the EPA requires the paper manifest to consist of 5 copies, rather than 6, and anyone using a paper copy after this date must use the new form. The old forms will not be acceptable. While EPA-approved printers of the manifest have known for some time that this would happen once the e-manifest system was launched, it may be news to generators, transporters, and TSDFs.

Page 1 (top copy) and Page 2, which were sent from the designated facility to, respectively, the consignment state and the generator state (if required by a state) are eliminated and replaced by sending Page 1 (top copy) from the designated facility to the EPA e-manifest system. A new paper manifest of only 5 copies is now sufficient due to destination states and generator states receiving their copies directly from the e-manifest system.

“Hybrid” manifests

In addition to using an e-manifest or paper manifest, the Final Rule allows a “mixed” or “hybrid” manifest to be used in order to ease generators into the e-manifest process. This is how it works:

  • A generator that wishes to initially track its shipment by paper will complete and sign a paper manifest in the conventional manner and obtain the ink signature of the initial transporter at the time the transporter acknowledges its receipt of the hazardous wastes.
  • The generator will retain this ink-signed paper copy in its records as the initial generator copy of the manifest.
  • The initial transporter and subsequent handlers will complete the remainder of the manifest copies electronically.
  • The final copy signed electronically by the receiving facility will be submitted to the e-manifest system and retained as the copy of record of the shipment.

What’s next?

While this article describes several of the more important aspects of the Final Rule, there are other issues and nuances in connection with how to e-manifest a shipment of hazardous waste, including those regarding hazardous waste exports and sanctions for nonpayment of fees. And since the only constant is change, there is no doubt that the EPA will be tweaking the e-manifest regulations after it gets a handle on how they work in practice.

Click here to register!

Join us on Monday, June 18, 2018, for BLR’s webinar, Hazardous Waste Shipment: Best Practices to Prepare for the New e-Manifest System.

You’ll learn:

  • The regulatory process that was followed for the hazardous waste manifest system
  • Significant dates for the e-Manifest system and how it will affect state regulators
  • Changes from the proposed e-Manifest user fee rule to the final
  • Key provisions of the system and a strategy for implementation
  • How fees associated with the e-Manifest will be applied and their impact
  • How and when users of the e-Manifest system will pay the fees
  • The costs of continuing with a paper system vs. electronic system, and which is the most cost effective
  • The phase-out timing of paper manifests
  • The sanctions for non-payment of fees
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